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Clinical Overview |
Elizabeth McPherson, MD; Medical Genetics Services, Marshfield Clinic, 1000 N. Oak Avenue, Marshfield, WI 54449
Reprint Requests: Dr. Elizabeth McPherson, Medical Genetics Services, Marshfield Clinic, 1000 North Oak Avenue, Marshfield, WI 54449, Tel: 715-221-7400; Fax: 715-389-4399; E-mail: mcpherson.elizabeth{at}marshfieldclinic.org
Received: October 20, 2005.
Revised: February 8, 2006.
Accepted: March 27, 2006.
| Abstract |
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Key Words: Apo E BRCA Charcot-Marie-Tooth DNA Factor V Leiden Genetic testing Hereditary hemochromatosis Huntingtons disease Marfan syndrome Predictive testing
| WHAT IS GENETIC TESTING? |
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Obviously, the concept of genetic testing cannot include all of medicine. Genetic testing must focus on those tests that are unique to genetics. With the rapid proliferation of both tests and known diseases, concepts of genetic testing are changing. Initially, genetic testing was primarily biochemical. Since 1959, when LeJeune discovered the chromosomal cause of Down syndrome, rapid advances in cytogenetics have led to new methods of genetic testing, such as banding and later fluorescence in situ hybridization (FISH), and to the discovery of many new chromosomal conditions.
In the 1970s, advances in molecular genetics, including restriction enzymes and cloning of human genes, were the impetus for human DNA studies that culminated in the Human Genome Project. Over the past 20 years, the number of genetic disorders for which DNA testing is available has increased from about 10 to over 1,000, and the test methods have changed from reliance on linkage to DNA sequencing for recognition of mutations as small as a single nucleotide. With new disciplines such as molecular cytogenetics, the distinction between biochemical, chromosomal and DNA test methods is becoming blurred. The variety of genetic diseases and available genetic tests presents a challenge to the full-time geneticist and is virtually incomprehensible to the average practitioner.
In 1999, the Task Force on Genetic Testing defined a genetic test as:
the analysis of human DNA, RNA, chromosomes, proteins, and certain metabolites in order to detect heritable disease-related genotypes, mutations, phenotypes, or karyotypes for clinical purposes. Such purposes include predicting risk of disease, identifying carriers, establishing prenatal and clinical diagnosis or prognosis. Prenatal, newborn, and carrier screening, as well as testing in high risk families, are included.1,2
Although the physical examination, family history, and radiological and electrophysiological examinations appear to be excluded even when they lead to the diagnosis of genetic conditions, this definition is still extremely broad and encompasses many tests that are commonly ordered by non-geneticists (e.g.,
1-antitrypsin in an emphysema patient, hemoglobin electrophoresis to rule out thalassemia trait). At the same time, the task force definition excludes paternity testing as it does not detect disease and also excludes research studies because they are not intended for clinical purposes. Most recent concerns about genetic testing have focused on DNA-based tests because of their novelty and rapid proliferation, the complexity of their interpretation, the sensitive nature of the information they reveal (e.g., paternity, risk to offspring, future disease in a currently healthy person) and their costs.
| CLASSIFICATION OF GENETIC TESTING |
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In presymptomatic genetic testing, a healthy person is tested for a condition with delayed onset. A positive result indicates that the patient will develop the condition but does not indicate when this will occur. Evaluating a healthy person with a family history of Huntingtons disease is an example of presymptomatic genetic testing. While there is no cure for this disease, a positive result can be used for life planning, including reproductive planning, as well as treatment.
Predisposition genetic testing differs from presymptomatic testing in that it informs individuals of an increased or decreased risk of developing the condition in question; however, the degree of certainty is unknown. This most often applies to cancer predisposition testing in which a positive result indicates a need for increased surveillance, while a negative result implies a risk similar to the general population but is not negligible. Eventually, this area could be expanded to include risk estimates for a wide range of common disorders, susceptibilities to environmental risk factors and responses to drugs and other treatments.3
A third type of genetic testing is intended to help couples make reproductive decisions. This testing includes carrier testing, prenatal diagnostic testing and pre-implantation testing performed in conjunction with in vitro fertilization. It is very important to understand that reproductive genetic testing is not necessarily tied to abortion. When a family decides to initiate or continue a pregnancy at high-risk for a genetic condition, the information can be used for future planning, such as lifesaving treatment of the infant at birth. Other types of genetic testing not discussed in detail here include screening for newborns and for those in specific ethnic groups, as well as identity testing for paternity, zygosity and forensic purposes.
| GENETIC TESTING: PANACEA OR PANDORAS BOX? |
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Despite spectacular success for some diseases such as myotonic dystrophy, DNA testing is still far from becoming a universal gold standard. The reasons for caution regarding DNA testing are similar to the concerns of other laboratory tests:1
The marketing of genetic tests is intensive. Not only geneticists but all practitioners and, in some instances, even the public are exposed to advertising for a wide variety of genetic tests. Laboratories tend to emphasize the number of tests available, but the practitioner may have to look elsewhere for information on test sensitivity and disease frequency. Hereditary peripheral neuropathy, also called Charcot-Marie-Tooth (CMT) disease, provides an instructive example.4 From a genetic viewpoint, CMT is extremely complex. There are four major types that are, theoretically, distinguishable clinically or by family history. In reality, however, clinical features of CMT often overlap, and the family history may fail to provide clear evidence for any specific pattern of inheritance. Each type of CMT is divided into multiple subtypes that are recognized by a separate genetic mutation. Thus, genetic testing is important to confirm the diagnosis and to establish the pattern of inheritance.
A well-known genetic laboratory offers a "complete CMT panel" for patients with an unknown type of CMT. The informed practitioner will recognize that this panel is not truly complete, because it includes tests for only 9 of the 20 genes known to cause CMT. This understanding is vital for interpretation, because negative results on this panel do not rule out CMT. Furthermore, the tests included in the panel appear to have been chosen for their technical feasibility rather than their clinical utility. A single type, CMT1A, accounts for 40% of all CMT and is detectable by a relatively simple test that has 98% sensitivity, but the panel also includes several very rare types which account for <2% of all CMT and several tests whose specificities are low (<2%) or unknown.
The most cost-effective approach for the patient and practitioner is to start with testing for the most common type of the disease, but unfortunately marketing tends to lead the practitioner away from this common sense approach. To further complicate matters, information about available genetic testing abounds on the Internet, especially on support group websites targeted to specific diseases. Patients frequently are aware of this information and request specific genetic tests.
| CLINICIAN AND TECHNICIAN INTERACTION |
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Marfanoid Habitus: Background
Marfan syndrome is an autosomal dominant connective tissue disorder characterized by skeletal features (e.g., tall and thin body build, long arms and legs, arachnodactyly, hyperextensible joints, scoliosis and pectus excavatum), ocular features (e.g., ectopia lentis or high myopia) and cardiac features (e.g., aortic dilation or aneurysm and mitral valve prolapse). Several well-known individuals, such as Olympic volleyball star Flo Hyman and playwright Jonathan Larson, have died of dissecting aortic aneurysms due to Marfan syndrome. Early diagnosis is vital to detect cardiac complications before they become life threatening, but there is no single diagnostic test.
Although the majority of families with well-documented Marfan syndrome have mutations in the fibrillin gene on chromosome 15, there are some families with classical features who do not have identifiable mutations. In these families, a second locus is suspected. To further complicate matters, there are some patients with less severe disease or other connective tissue disorders who have mutations in fibrillin. Therefore, the diagnosis of Marfan syndrome is based on a system that incorporates clinical features and laboratory data.5
A patient must have involvement of three body systems with major involvement in one of them to be diagnosed with Marfan syndrome. Genetic involvement, in the sense of a fibrillin mutation or an affected first-degree relative, counts as major involvement in one system. The majority of affected patients meet the criteria based on clinical features alone or in combination with family history, but fibrillin testing can confirm the diagnosis in some borderline cases and can also be helpful for testing at-risk relatives, especially those with mild or questionable clinical features.
Case 1
A healthy infant of average length is referred for evaluation because of long fingers and a family history of Marfan syndrome. The father meets the criteria for Marfan syndrome because he has tall stature, arachnodactyly, ectopia lentis and dilated aortic root. Fibrillin testing is not necessary to confirm his diagnosis. The baby is at risk because his father is affected, but more clinical information is needed in order to confirm his diagnosis. After a slit lamp examination and echocardiogram reveal subluxed lenses and dilated aortic root, the infant is diagnosed with Marfan syndrome and is followed for possible progression of his ocular or cardiac involvement. In this instance, the echocardiogram and eye examination not only were more effective than fibrillin testing to confirm the diagnosis, but they also provided the necessary baseline clinical evaluation for treatable complications.
Case 2
A tall, very thin woman has scoliosis and arachnodactyly. She is also mentally delayed. An eye examination shows only strabismus, which is not a feature of Marfan syndrome, and her echocardiogram is normal. Because she has only skeletal involvement, she does not meet the criteria for Marfan syndrome even if she had a fibrillin gene mutation. Therefore, fibrillin testing is not indicated, but the patient still needs a diagnosis. Her cognitive deficiency is not a part of Marfan syndrome but might be a clue to the correct diagnosis. Conditions that can cause a Marfanoid habitus with mental deficiency include homocystinuria, Lujan-Fryns syndrome (unlikely in this patient because it is X-linked) and mosaic trisomy 8.6 Further evaluation shows normal urine amino acids, but a skin biopsy confirms trisomy 8 mosaicism.
These two examples illustrate how the clinician and the laboratory can work together. First, a differential diagnosis is developed. A first round of tests is then performed. If no diagnosis is made, a new differential is created and more tests are ordered. This process can be repeated until a diagnosis is made. It is important to note that clinical findings guide the choice of laboratory tests and that laboratory test results can direct further clinical evaluation. Ultimately, the diagnosis may depend on the clinical features, laboratory results or both.
| PRESYMPTOMATIC GENETIC TESTING |
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From the outset, it has been recognized that presymptomatic testing should be the patients decision. Test results, positive or negative, can provide information that is useful for reproductive and life-planning decisions. For some individuals at risk, ending the uncertainty is paramount, but not everyone wants to know that he or she is destined to develop a fatal disease for which there is no prevention or cure. Potential adverse effects for those found to be affected are easy to imagine and include depression and possibly even suicide; loss of personal relationships; concerns about entering long-term commitments, such as education, marriage or childrearing; fear of passing the condition onto future generations; job discrimination and uninsurability. Even those found to be unaffected may suffer some unanticipated consequences, such as survivor guilt. With these concerns in mind, presymptomatic testing programs have usually involved detailed protocols, including genetic counseling and neurological and psychological evaluations, prior to testing. It is important that the results of presymptomatic testing are given during a face-to-face counseling session with a support person present for the patient.
| GENETIC PREDISPOSITION:A FRAMEWORK FOR DECISIONS ABOUT TESTING |
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The outline above is a simplified approach to considering the clinical validity, clinical utility, and the ethical and psychosocial implications of a given test. The answers to the questions raised depend, in turn, upon many factors, including the frequency of the disease in question, the relative risk conferred by the gene in question, and the analytic validity of the test. In different populations with their own gene and disease frequencies, and social and economic structures, the risk-benefit ratios may be entirely different. An excellent review provided by Moore et al9 focused on children, but is applicable to other groups as well. The examples provided below have been chosen to illustrate each of the major issues from the decision-making outline for predisposition testing.
Frequency of Mutations in the Group Tested: Improving Cost-Benefit Ratios by Refining the Group
Example: Genetic Testing for Breast and Ovarian Cancer
Breast cancer is very common and affects 7% of all women by the age of 70 years. This makes breast cancer a potential target for predisposition testing, but at the same time, it poses some challenges. Although about 40% of breast cancer is familial, only about 10% can be attributed to recognizable heritable mutations.10 Two genes, BRCA1 and BRCA2, account for approximately 85% of the identifiable genes, and due to patent issues, only a single laboratory in the United States is able to offer BRCA1/2 genetic testing at a cost of $3000 per test. This laboratory, which markets the test to all womens health care providers, has developed educational materials for geneticists, other health care providers and patients explaining the test and its possible results.10 Nevertheless, the interpretation of the test results is complex. Positive results are usually clinically useful; however, precise recommendations for screening and prophylaxis remain controversial. With a known deleterious mutation, lifetime cancer risks can be very high (i.e., up to 87% for breast cancer and 44% for ovarian cancer) but screening, especially for ovarian cancer, is imperfect.
Prophylactic medications are still at the research stage, and even mastectomy or oophorectomy does not prevent all breast or ovarian cancers. Furthermore, up to one-third of all detectable mutations are variants of unknown significance (VUS). In order to determine if a given VUS tracks with the cancer in a family, the above-mentioned laboratory does offer free testing to certain relatives. However, physicians must interpret the test results based on the personal and family history of the patient. Negative results on BRCA genetic tests provide only limited reassurance unless there is a family member with a known mutation, and even then, it is important to recall that >90% of breast cancer cases are not due to BRCA mutations. Therefore, patients with negative results still need to follow the population screening guidelines. Even in the most reassuring situation (e.g., a patient with no history of cancer who tests negative for a known deleterious mutation found in her affected relatives), there may be complex counseling issues, such as survivor guilt. Adequate counseling prior to testing and for the interpretation of the results often requires several hours of a trained professionals time.
Clearly, with the cost of BRCA genetic tests and the need for extensive counseling in order to maximize the benefit and minimize the risks, testing of the entire female population or even all breast cancer patients is impractical. Therefore, an algorithm must be devised to identify the patients who are most likely to benefit from genetic testing.11,12 Families containing multiple individuals with breast and/or ovarian cancer, individuals with pre-menopausal onset of their tumors and individuals with multiple primaries are the most likely to harbor recognizable genetic changes. Many insurers, including Medicare, have already developed criteria based on the number and age of onset of affected family members. BRCA tests have also been refined with the recent addition of testing for deletions and major rearrangements rather than for just classic mutations. Additional research is also being directed at discovering other genes that contribute to hereditary breast cancer. The laboratory has published extensive educational materials for patients, families and physicians to assist in the appropriate use of the test and the interpretation of the results.
Frequency of Disease When a Mutation is Detected: Minimizing False Positives by Refining the Group
Example: Venous thromboembolism
Venous thromboembolism (VTE) is a relatively common event and is usually multifactorial. Common non-genetic risk factors for VTE include immobilization, injury, certain malignancies, surgery, childbirth and, to a lesser extent, oral contraceptives and hormone replacement. Several genetic factors, including factor V Leiden, factor II (prothrombin) variant, protein S and protein C deficiencies, and thermolabile variant of methylene tetrahydrofolate reductase, also contribute to thrombophilia risk. However, unselective genetic testing is impractical due to the large number of false positives. For example, the overall risk of VTE in factor V Leiden heterozygotes is <1% per year, which is certainly not enough to justify the risk or expense of providing long-term prophylactic medication to the 8% of the population who have factor V Leiden. Instead, those with factor V Leiden must be checked for other risk factors, genetic and environmental, to determine if prophylaxis is necessary. If the endpoint is VTE, individuals with only a single genetic risk factor (e.g., factor V Leiden) are clinically false positives who experience considerable unnecessary expense and anxiety but ultimately do not require treatment. True positives with high genetic risk for VTE are persons with multiple genetic risk factors for thrombophilia. To identify individuals who require prophylaxis, either continuously or at times of surgery or other stress, the ideal test strategy is to target individuals who have early onset or multiple VTEs but only minimal environmental risk factors. The American College of Medical Genetics consensus statement on factor V Leiden mutation testing13 recommends testing of individuals with early (i.e., before the age of 50 years), unprovoked or multiple VTEs, as well as those with VTEs at unusual sites or with minimal provocation such as childbirth, oral contraceptives or estrogen replacement. They also recommend testing for those who have a strong family history of VTE but do not recommend testing for the general population, healthy women anticipating pregnancy, oral contraceptive users or healthy children. Counseling is essential for those who are tested so that they understand how factor V Leiden is just one risk factor among many rather than a sinister genetic disease. Some excellent materials are available to the public via the internet.14 Primary care providers need to be prepared for questions raised by an increasingly informed public.
Maximizing the Benefits: Choosing Tests to Alter Clinical Management
Example: Hemochromatosis
Hemochromatosis is a common disorder affecting 1/200 to 1/400 people and is characterized by progressive iron overload. Affected individuals have a high risk of serious complications (e.g., diabetes, liver disease, cardiomyopathy, arthritis) that are completely preventable with phlebotomy. About 90% of clinically affected patients have mutations in both copies of the HFE gene. Genetic testing for hemochromatosis is relatively simple, because there are only two common disease-causing mutations.15,16 Why then has genetic testing for this disease not become routine? The answer is simple only patients with biochemical evidence of iron overload can benefit from treatment. Therefore, people diagnosed on the basis of genetic testing are followed biochemically until they develop iron overload. Due to other factors, such as diet and blood loss, this only occurs in approximately 40% to 80% of individuals with genetic evidence of hemochromatosis. Furthermore, since a few carriers do require treatment, individuals identified as carriers through family studies still require biochemical screening. Skipping the genetic test and going straight to biochemical testing may be an effective means of identifying those in need of treatment.17,18 Of course, there are some specific uses for HFE gene testing, such as confirmation of a biochemical diagnosis in a borderline case, identification of carriers for genetic counseling purposes and identification of family members at risk so they can initiate biochemical testing earlier. Counseling prior to DNA testing will help patients and families to understand the benefits and limitations of genetic testing and to make the best choice for themselves and their families.
Risks of DNA Testing for Common Disorders: False Reassurance or Loss of Hope
Example: Apolipoprotein (Apo) E and coronary artery disease
We do not need genetic testing to tell us that early heart attacks run in families. Furthermore, many of the known risk factors such as hypertension, diabetes, dyslipidemia and obesity are also familial. Despite extensive research, clinical testing is available for only a few genes that contribute to the risk of coronary artery disease. Because known genes account for only a small percentage of cardiovascular risk, false reassurance is a significant problem. For example, individuals with the ApoE2 allele have a relative risk of 0.76 for heart disease,19 but this is certainly not sufficient to justify abandoning reasonable lifestyle precautions such as exercise or a low-fat diet. Furthermore, excessive concern about unfavorable results on the same test can have the unintended result of discouraging lifestyle modifications. People with the ApoE4 allele have a relative risk of 1.5 for coronary artery disease,19 which ideally would provide them with advanced warning so they could modify their lifestyle risks. However, some might conclude that if they are destined to have a heart attack anyway, they might as well continue smoking. To add to the potential feeling of hopelessness and loss of personal control, the ApoE4 allele also confers a relative risk of
2 for Alzheimers disease.20 Some individuals who become depressed upon learning that they have inherited the "bad" ApoE4 allele might choose not to even try to prevent a heart attack, because they would prefer sudden cardiac death to slowly advancing Alzheimers disease. On the other hand, since Alzheimers disease can occur in the absence of the ApoE4 allele, a caregiver might place too much faith in a normal ApoE result and fail to obtain services for a person with obvious clinical features of Alzheimers disease.21 Individuals who are counseled appropriately are more likely to recognize the risks and benefits, decline testing that is not helpful to them, and correctly understand and use results that are helpful.
| CONCLUSION |
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| ACKNOWLEDGMENTS |
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| REFERENCES |
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American College of Cardiology Foundation, American Heart Association, American College of Physicians Task Force on Compe, American Academy of Neurology, American Association of Cardiovascular and Pulmona, American College of Preventive Medicine, American Diabetes Association, American Society of Hypertension, Association of Black Cardiologists, National Lipid Association, et al. ACCF/AHA/ACP 2009 competence and training statement: a curriculum on prevention of cardiovascular disease. J. Am. Coll. Cardiol., September 29, 2009; 54(14): 1336 - 1363. [Full Text] [PDF] |
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WRITING COMMITTEE MEMBERS, C. N. Bairey Merz, M. J. Alberts, G. J. Balady, C. M. Ballantyne, K. Berra, H. R. Black, R. S. Blumenthal, M. H. Davidson, S. B. Fazio, et al. ACCF/AHA/ACP 2009 Competence and Training Statement: A Curriculum on Prevention of Cardiovascular Disease: A Report of the American College of Cardiology Foundation/American Heart Association/American College of Physicians Task Force on Competence and Training (Writing Committee to Develop a Competence and Training Statement on Prevention of Cardiovascular Disease): Developed in Collaboration With the American Academy of Neurology; American Association of Cardiovascular and Pulmonary Rehabilitation; American College of Preventive Medicine; American College of Sports Medicine; American Diabetes Association; American Society of Hypertension; Association of Black Cardiologists; Centers for Disease Control and Prevention; National Heart, Lung, and Blood Institute; National Lipid Association; and Preventive Cardiovascular Nurses Association Circulation, September 29, 2009; 120(13): e100 - e126. [Full Text] [PDF] |
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